4. Governance and reform
Security sector governance relates to the principles of good governance and how they apply to security provision, that is the use of force, management and oversight – with the aim of meeting the security needs of all people in a society and making the most efficient and sustainable use of existing resources. Commonly accepted principles of good governance encompass the following.
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Accountability is the responsibility of duty bearers (the State and its security sector institutions, who hold the monopoly on legitimate use of force) towards rights holders (individuals and communities) in meeting their security needs and the existence of fully functioning oversight mechanisms to provide adequate checks and balances. Accountability in the security sector is pursued through internal and external mechanisms of control and oversight to ensure compliance with standards of conduct, integrity and legal obligations for the discharge of security functions. Internal formal control mechanisms can consist of disciplinary and other sanction procedures connected to the adherence of personnel to codes of conduct and other rules and procedures related to the provision of security services. External oversight typically focuses on compliance with standards of the rule of law and human rights and are exercised through formal democratic civilian control (e.g., by parliaments and national human rights institutions) and informal control and monitoring (e.g., by civil society, media and academia).
Transparency is a key element of accountability. A transparent security sector is one in which the necessary information is freely available and accessible to those who will be affected by decisions and their implementation. Moreover, the process of planning, programming, budgeting and implementation of security sector institutions is publicly available and adequate. Instances exist in which limitations in transparency are legitimate, and these are principally for the protection of state secrets or individual privacy.
Security sector institutions fulfil their respective mandates to a high professional standard according to the diverse needs of all segments of society. Institutions work efficiently, making the best possible use of public resources – for example, by ensuring adequate organizational and managerial capacities, professional leadership, integrity of staff, sound financial management and planning, among others.
All security sector institutions are accountable and subjected to laws that are publicly promulgated, equally enforced, independently adjudicated and consistent with international human rights norms and standards. Rule of law also requires measures to ensure adherence to the principles of supremacy of the law, equality before the law, accountability to the law, fairness in the application of the law, separation of powers, participation in decision-making, legal certainty, avoidance of arbitrariness, and procedural and legal transparency. In practice, this means that the use of force and the mandates of different security sector institutions are clearly defined by law and that their activities are compliant with human rights standards. The rule of law is relevant to security sector governance as it provides safeguards against arbitrariness by security sector institutions and, at the same time, safeguards for justice in case of human rights violations by members of the security sector.
Respecting and protecting human rights is a core function of security sector institutions, and as such, should inform the approach of relevant actors in providing security to the communities they serve. The right to a fair trial, the absolute prohibition of torture, the right to non-discrimination and the right to freedom of peaceful assembly are, among others, all directly relevant to the work of security sector institutions. Security sector institutions that respect and protect human rights enjoy public confidence, making their work more effective and conducive to stability in a given society. The respect for human rights and fundamental freedoms is an integral element of the Helsinki Final Act and the OSCE’s regional security framework. As stated in the Charter of Paris, protection and promotion of human rights is the first responsibility of government; respect for them is an essential safeguard against an over-mighty State.
Gender plays an important role in societal inequality, as it puts women, men, boys and girls in different positions of power, risk, security and insecurity. For example, women, men, boys and girls have different needs and experiences when accessing security and justice services. Therefore, security sector institutions need to integrate a gender perspective throughout their work to effectively respond to different needs and avoid perpetuating discrimination. Achieving gender equality involves a positive obligation to transform unequal power relations; to address the underlying causes and structures of gender inequality, including discriminatory norms, prejudices and stereotypes; and to transform institutions that perpetuate discrimination and inequality. Security sector institutions must uphold gender equality within their own structures through inclusive policies and practices that promote the recruitment, retention and promotion of women and under-represented groups. Likewise, they must create conducive environments that are free of harassment and abuse and that address gender stereotypes that hamper effective security delivery.
All persons of all backgrounds have the opportunity to participate in decision-making and security provision on a free, equitable and inclusive basis, either directly or through legitimate representative institutions. Security sector institutions should also be representative of the communities they serve and ensure equal participation and representation – at all levels, including in senior management positions – of women and other underrepresented groups (e.g., ethnic and other minorities).
Institutions are sensitive to the different security needs of all parts of the population and perform their missions in the spirit of public service, without discrimination. They recognize that the security needs of men, women, boys, and girls vary and actively apply gender and youth perspectives in executing their mandates.
Activities to improve and strengthen SSG are referred to as security sector reform (SSR). SSR can be understood as a continuous political and technical process through which a country seeks to enhance the good governance of its security sector. In short, the goal of SSR is good SSG. However, not all activities aimed at improving SSG are explicitly referred to as SSR, even though they share the same purpose and principles. All countries, including those with well-functioning and well-governed security sector institutions, need to engage in continuous reform processes in order to maintain their resilience to crises, to evaluate service effectiveness and to adjust their capacities to respond to emerging trends and evolving security needs. Furthermore, many broader public administration reforms may also have an impact on SSG, for example, reforms of civil service or human resources policies for state employees or changes in budgeting and procurement. SSR activities can take place at different (and at times overlapping) levels:
- Strategic (e.g., related to legal, political and policy frameworks)
- Organizational (e.g., related to organizational structures, guidelines, regulations)
- Operational (e.g., related to specific procedures and processes)
SSR activities address a wide range of political and technical aspects of security and focus on processes that affect the following:
- The entire security sector (e.g., gender mainstreaming)
- A particular locality or level of government within the security sector (e.g., municipal security provision)
- One sub-sector of security policy or provision (e.g., police reform)
- The role of a particular institution that is engaged in security provision, management or oversight of the security sector (e.g., ombuds institutions)
Accountability and transparency
Effectiveness and efficiency
Rule of law
Human rigths
Gender equality
Participation and inclusivity
Responsiveness